3 The Imperfect Historical Record
Learning Objective
- Explain the consequences of the imperfect historical record
Key Points
- In the study of history as an academic discipline, a primary source is an artifact, document, diary, manuscript, autobiography, recording, or other source of information that was created at the time under study.
- History as an academic discipline is based on primary sources, as evaluated by the community of scholars for whom primary sources are absolutely fundamental to reconstructing the past. Ideally, a historian will use as many primary sources that were created during the time under study as can be accessed. In practice however, some sources have been destroyed, while others are not available for research.
- While some sources are considered more reliable or trustworthy than others, historians point out that hardly any historical evidence can be seen as fully objective since it is always a product of particular individuals, times, and dominant ideas.
- Historical method comprises the techniques and guidelines by which historians use primary sources and other evidence (including the evidence of archaeology) to research and write historical accounts of the past.
- Primary sources may remain in private hands or are located in archives, libraries, museums, historical societies, and special collections. Traditionally, historians attempt to answer historical questions through the study of written documents and oral accounts. They also use such sources as monuments, inscriptions, and pictures. In general, the sources of historical knowledge can be separated into three categories: what is written, what is said, and what is physically preserved. Historians often consult all three.
- Historians use various strategies to reconstruct the past when facing a lack of sources, including collaborating with experts from other academic disciplines, most notably archaeology.
Terms
historical method
A scholarly method that comprises the techniques and guidelines by which historians use primary sources and other evidence (including the evidence of archaeology) to research and write historical accounts of the past.
primary source
In the study of history as an academic discipline, an artifact, document, diary, manuscript, autobiography, recording, or other source of information that was created at the time under study. It serves as an original source of information about the topic.
secondary source
A document or recording that relates or discusses information originally found in a primary source. It contrasts with a primary source, which is an original source of the information being discussed; a primary source can be a person with direct knowledge of a situation, or a document created by such a person. A secondary source involves generalization, analysis, synthesis, interpretation, or evaluation of the original information.
Primary Sources
In the study of history as an academic discipline, a primary source (also called original source or evidence) is an artifact, document, diary, manuscript, autobiography, recording, or other source of information that was created at the time under study. It serves as an original source of information about the topic. Primary sources are distinguished from secondary sources, which cite, comment on, or build upon primary sources. In some cases, a secondary source may also be a primary source, depending on how it is used. For example, a memoir would be considered a primary source in research concerning its author or about his or her friends characterized within it, but the same memoir would be a secondary source if it were used to examine the culture in which its author lived. “Primary” and “secondary” should be understood as relative terms, with sources categorized according to specific historical contexts and what is being studied.
Using Primary Sources: Historical Method
History as an academic discipline is based on primary sources, as evaluated by the community of scholars for whom primary sources are absolutely fundamental to reconstructing the past. Ideally, a historian will use as many primary sources that were created by the people involved at the time under study as can be accessed. In practice however, some sources have been destroyed, while others are not available for research. In some cases, the only eyewitness reports of an event may be memoirs, autobiographies, or oral interviews taken years later. Sometimes, the only evidence relating to an event or person in the distant past was written or copied decades or centuries later. Manuscripts that are sources for classical texts can be copies or fragments of documents. This is a common problem in classical studies, where sometimes only a summary of a book or letter, but not the actual book or letter, has survived. While some sources are considered more reliable or trustworthy than others (e.g., an original government document containing information about an event vs. a recording of a witness recalling the same event years later), historians point out that hardly any historical evidence can be seen as fully objective as it is always a product of particular individuals, times, and dominant ideas. This is also why researchers try to find as many records of an event under investigation as possible, and attempt to resolve evidence that may present contradictory accounts of the same events.
Historical method comprises the techniques and guidelines by which historians use primary sources and other evidence (including the evidence of archaeology) to research and write historical accounts of the past. Historians continue to debate what aspects and practices of investigating primary sources should be considered, and what constitutes a primary source when developing the most effective historical method. The question of the nature, and even the possibility, of a sound historical method is so central that it has been continuously raised in the philosophy of history as a question of epistemology.
Finding Primary Sources
Primary sources may remain in private hands or are located in archives, libraries, museums, historical societies, and special collections. These can be public or private. Some are affiliated with universities and colleges, while others are government entities. Materials relating to one area might be spread over a large number of different institutions. These can be distant from the original source of the document. For example, the Huntington Library in California houses a large number of documents from the United Kingdom. While the development of technology has resulted in an increasing number of digitized sources, most primary source materials are not digitized and may only be represented online with a record or finding aid.
Traditionally, historians attempt to answer historical questions through the study of written documents and oral accounts. They also use such sources as monuments, inscriptions, and pictures. In general, the sources of historical knowledge can be separated into three categories: what is written, what is said, and what is physically preserved. Historians often consult all three. However, writing is the marker that separates history from what comes before.
Archaeology is one discipline that is especially helpful to historians. By dealing with buried sites and objects, it contributes to the reconstruction of the past. However, archaeology is constituted by a range of methodologies and approaches that are independent from history. In other words, archaeology does not “fill the gaps” within textual sources but often contrasts its conclusions against those of contemporary textual sources.
Archaeology also provides an illustrative example of how historians can be helped when written records are missing. Unearthing artifacts and working with archaeologists to interpret them based on the expertise of a particular historical era and cultural or geographical area is one effective way to reconstruct the past. If written records are missing, historians often attempt to collect oral accounts of particular events, preferably by eyewitnesses, but sometimes, because of the passage of time, they are forced to work with the following generations. Thus, the question of the reliability of oral history has been widely debated.
When dealing with many government records, historians usually have to wait for a specific period of time before documents are declassified and available to researchers. For political reasons, many sensitive records may be destroyed, withdrawn from collections, or hidden, which may also encourage researchers to rely on oral histories. Missing records of events, or processes that historians believe took place based on very fragmentary evidence, forces historians to seek information in records that may not be a likely sources of information. As archival research is always time-consuming and labor-intensive, this approach poses the risk of never producing desired results, despite the time and effort invested in finding informative and reliable resources. In some cases, historians are forced to speculate (this should be explicitly noted) or simply admit that we do not have sufficient information to reconstruct particular past events or processes.